1776 RiverBank Ltd adheres to a comprehensive risk-based MLR/AML Compliance Program and is fully compliant with The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017) and the USA Patriot Act.
1776 RiverBank Ltd uses IntelligentSearch to screen its clients against multiple sanction databases and watch lists, including OFAC, PEP, SDN and more.
Any or all of the following resources may be used for our compliance purposes:
- Her Majesty's Treasury Consolidated Lists
- The U.S Treasury Department's Office of Foreign Assets Control (OFAC) Lists, including Specially Designated Nationals (SDN), Sanctioned Programs, Sanctioned Countries, and the Palestinian Legislative Council (PLC) List
- FinCen - Financial Crimes Enforcement Network Section 314a compliance
- Bureau of Industry and Security Denied Persons Lists (DPL)
- FBI Most Wanted Terrorists Hijack Suspects
- Bureau of Industry and Security Unverified List
- The Entity List, subject to Export Administration Regulations (EAR)
- Department of State, Directorate of Defense Trade Controls List of Debarred Parties
- OSFI List of Names Subject to Terrorist Suppression Regulations (Canada)
- OSFI List of Organizations Subject to Terrorist Suppression Regulations (Canada)
- European Union Consolidated List (EU)
- United Nations Consolidated List (UN)
- FATF List of Non-Cooperative Countries (Money Laundering) (France)
- Central Intelligence Agency Politically Exposed Persons List
